Our Investment Strategy, Understand Your Clients Needs First

Prudent Investment with Open Communication

We invest the assets prudently according to probate code. Our process is simple and quick:

First, we want to understand the investment time horizon, expected distributions, and the account’s long- or short-term goals
As a valued client, you deserve to understand the available options unique to your situation. Once comfortable with a plan, we implement, monitor, and review the account over time, working together with you
Nothing is set in stone, so as you or beneficiary needs change, so can the investment plan. We won’t recommend any investments that lock you in for a specified time or charge early withdrawal fees

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Learn About Our Flat, 1-percent Fee And No Account Minimums

How We Do It

Focus on Compliance

We are familiar with court investment directives, such as the Uniform Prudent Investor Act (UPIA) and probate code. We aim to achieve acceptable risk adjusted rates of return working toward the desired goal.

Our clients receive monthly statements, have access to the “app” on their smartphone and enjoy the safety and security of a big bank with Charles Schwab & Co., serving as the custodian of assets with up to $500k in FDIC insurance coverage.

The Client is in Control

Once Funds are transferred to your new account, we will not start buying and selling stocks, mutual funds, or exchange traded funds (ETF’s) automatically. Our plan begins with a conversation so we are on the same page. We will be proactive in keeping the account within FDIC limits and earning a healthy rate of interest in the safest manner possible.

How We Get Started

Reach out, and let’s have a discussion over the phone or through email. Together, we can see where you are, and how we can help. It is important for us to understand your unique circumstances and specifically your goals, time horizon, anticipated withdrawal needs, and how we can add value. If we are a good match, then we can move the conversation forward. While the investment world at times might seem somewhat overwhelming, our clients most often use the term “refreshing” in describing their experience with us.

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